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Senior Compliance Associate (Wealth Management)

Type Permanent

Salary Negotiable

Location Dublin (All)

Ref # 6566

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Barden FS are excited to be partnering with one of Ireland’s largest providers of wealth management services, in their search for a Senior Compliance Associate. This person will support the company’s wealth management business, so familiarity with regulatory obligations such as MiFID, CPC and SFDR, as well as experience liaising with an array of compliance professionals, are essential for this role.

About the Role:
• Support senior compliance staff in the provision of regulatory advice to the business.
• Monitoring business activities to ensure compliance with the relevant regulatory obligations.
• Assisting with the regulatory aspects of business projects, as required.
• Reviewing business documentations, advertisements, presentations, and other marketing materials to ensure adherence with all relevant regulatory requirements.
• Assisting with the collation of information for internal and external reporting, including to Committees, Boards and regulators, as required.

 

About the Person:
• Bachelor’s degree in a relevant area – business, finance, risk management, etc.
• Around 2-3 years’ financial services experience, such as in risk, compliance, audit.
• Curious and analytical nature with ability to challenge collective thinking.
• Strong planning and organizational ability.
• ACOI or QFA qualified or equivalent, or working towards the same (desirable).

Barden’s Financial Services recruitment practice is where FS professionals go before they start looking for a job. Make sure you get expert advice about your financial services career from Barden first – your future is just too important to leave to chance.

Apply now to this job

Working with Fionnán’s team
Fionnán O’Sullivan leads a team of insurance, asset management and banking recruitment experts that work exclusively with financial services professionals across Ireland. With a deep understanding of leading FS businesses, team structures, cultures and the nuances of the FS market, Fionnán and his team, many of whom are FS trained themselves, go to great lengths to provide a consultative and supportive service to the people they work with. Fionnán and his team are where financial services professionals in Ireland go for advice before they start looking for a job.

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